PPR Faculty Research

Search results for: <span class="translation_missing" title="translation missing: en.ransack.attributes.publication.keywords_name_eq">Keywords Name Eq</span>: Securities regulation
Displaying all 8 publications
Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures

Charles W. Mooney

University of Pennsylvania Journal of Business Law (2020)

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Copy Citation: | and Charles W. Mooney. "Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures." University of Pennsylvania Journal of Business Law 22, 2 (2020): 386. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3444269. Charles W. Mooney, Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures, 22 University of Pennsylvania Journal of Business Law 386 (2020).

Topics: Economics; Business; Technology

Keywords: Intermediated securities; Securities settlement; Intermediary risk; Disintermediation; Customer protection; Securities regulation; SEC

Bank Disclosures of Cyber Exposures

Christina Parajon Skinner

Iowa Law Review (2019)

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Copy Citation: | and Christina Parajon Skinner. "Bank Disclosures of Cyber Exposures." Iowa Law Review 105, 1 (2019): 239. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3519159. Christina Parajon Skinner, Bank Disclosures of Cyber Exposures, 105 Iowa Law Review 239 (2019).

Topics: Economics; Law; Business

Keywords: Disclosures; Banks; SIFI; Cyber risk; Securities regulation

The Logic and Limits of Event Studies in Securities Fraud Litigation

Jill E. Fisch Jonah Gelbach Jonathan Klick

Texas Law Review (2018)

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Copy Citation: | Jill E. Fisch, Jonah Gelbach, and Jonathan Klick. "The Logic and Limits of Event Studies in Securities Fraud Litigation." Texas Law Review 96, 3 (2018): 553. . Jill E. Fisch, Jonah Gelbach, and Jonathan Klick, The Logic and Limits of Event Studies in Securities Fraud Litigation, 96 Texas Law Review 553 (2018).

Topics: Process

Keywords: Securities regulation; Risk; Settlement; Settlement amount; Securities fraud regulation

Constructive Ambiguity and Judicial Development of Insider Trading

Jill E. Fisch

SMU Law Review (2018)

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Copy Citation: | and Jill E. Fisch. "Constructive Ambiguity and Judicial Development of Insider Trading." SMU Law Review 71, (2018): 749. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3301441 . Jill E. Fisch, Constructive Ambiguity and Judicial Development of Insider Trading, 71 SMU Law Review 749 (2018).

Topics: Law; Business

Keywords: Securities regulation; Insider trading; Securities & Exchange Commission v. Texas Gulf Sulphur; TGS; Fraud; Judicial lawmaking; United States v. Newman, Salman, Martoma; Dirks v. SEC; Supreme Court of the United States; SCOTUS; Fiduciary duty; Material nonpublic information

The International Campaign To Create Ethical Bankers

David Zaring

Journal of Financial Regulation (2017)

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Copy Citation: | and David Zaring. "The International Campaign To Create Ethical Bankers." Journal of Financial Regulation 3, 2 (2017): 187. . David Zaring, The International Campaign To Create Ethical Bankers, 3 Journal of Financial Regulation 187 (2017).

Topics: International; Economics

Keywords: Financial regulation; Securities regulation; Administrative law; International financial regulation

Ethical Bankers

Gwendolyn Gordon David Zaring

Journal of Corporation Law (2017)

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Copy Citation: | Gwendolyn Gordon and David Zaring. "Ethical Bankers." Journal of Corporation Law 42, 3 (2017): 559. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2932317. Gwendolyn Gordon, and David Zaring, Ethical Bankers, 42 Journal of Corporation Law 559 (2017).

Topics: Law; Business

Keywords: Financial regulation; Securities regulation; Administrative law; Law and anthropology

Financial Reform's Internationalism

David T. Zaring

Emory Law Journal (2016)

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Copy Citation: | and David T. Zaring. "Financial Reform's Internationalism." Emory Law Journal 65, 5 (2016): 1255. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2809989. David T. Zaring, Financial Reform's Internationalism, 65 Emory Law Journal 1255 (2016).

Topics: Economics; Law; International

Keywords: Dodd-Frank; Resource extraction rule; Conflict minerals rule; International law; Securities regulation

Predicting Securities Fraud Settlements and Amounts: A Hierarchical Bayesian Model of Federal Securities Class Action Lawsuits

Blakeley B. McShane Oliver P. Watson Tom Baker Sean J. Griffith

Journal of Empirical Legal Studies (2012)

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Copy Citation: | Blakeley B. McShane, Oliver P. Watson, Tom Baker, and Sean J. Griffith. "Predicting Securities Fraud Settlements and Amounts: A Hierarchical Bayesian Model of Federal Securities Class Action Lawsuits." Journal of Empirical Legal Studies 9, 3 (2012): 482. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2116881. Blakeley B. McShane, Oliver P. Watson, Tom Baker, and Sean J. Griffith, Predicting Securities Fraud Settlements and Amounts: A Hierarchical Bayesian Model of Federal Securities Class Action Lawsuits, 9 Journal of Empirical Legal Studies 482 (2012).

Topics: Law

Keywords: Securities regulation; Risk; Settlement; Settlement amount

Displaying all 8 publications

The Regulatory Review

Search essays from The Regulatory Review, PPR’s online journal for regulatory news, analysis, and opinion.