PPR Faculty Research

Search results for: <span class="translation_missing" title="translation missing: en.ransack.attributes.publication.keywords_name_eq">Keywords Name Eq</span>: SEC; Author Is: 586
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Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures

Charles W. Mooney

University of Pennsylvania Journal of Business Law (2020)

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Copy Citation: | and Charles W. Mooney. "Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures." University of Pennsylvania Journal of Business Law 22, 2 (2020): 386. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3444269. Charles W. Mooney, Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures, 22 University of Pennsylvania Journal of Business Law 386 (2020).

Topics: Economics; Business; Technology

Keywords: Intermediated securities; Securities settlement; Intermediary risk; Disintermediation; Customer protection; Securities regulation; SEC

Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets

Charles W. Mooney

Law and Contemporary Problems (1992)

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Copy Citation: | and Charles W. Mooney. "Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets." Law and Contemporary Problems 55, 3 (1992): 131. . Charles W. Mooney, Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets, 55 Law and Contemporary Problems 131 (1992).

Topics: Law; Business; Economics; Technology

Keywords: Information technology; Financial markets; Commercial Law; Securities markets; UCC; SEC

Displaying all 2 publications

The Regulatory Review

Search essays from The Regulatory Review, PPR’s online journal for regulatory news, analysis, and opinion.