PPR Faculty Research

Search results for: <span class="translation_missing" title="translation missing: en.ransack.attributes.publication.keywords_name_eq">Keywords Name Eq</span>: SEC
Displaying all 7 publications
Power and Statistical Significance in Securities Fraud Litigation

Jill E. Fisch Jonah B. Gelbach

Harvard Business Law Review (2021)

Download: SSRN | Penn Copy Citation Jill E. Fisch and Jonah B. Gelbach. "Power and Statistical Significance in Securities Fraud Litigation." Harvard Business Law Review 11, (2021): 55. https://ssrn.com/abstract=3575723.

Topics: Economics; Law; Business

Keywords: Civil procedure; Evidence; Financial economics; Fraud; Securities and Exchange Commission; SEC

Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures

Charles W. Mooney

University of Pennsylvania Journal of Business Law (2020)

Download: SSRN | Penn Copy Citation and Charles W. Mooney. "Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures." University of Pennsylvania Journal of Business Law 22, 2 (2020): 386. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3444269.

Topics: Economics; Business; Technology

Keywords: Intermediated securities; Securities settlement; Intermediary risk; Disintermediation; Customer protection; Securities regulation; SEC

Making Sustainability Disclosure Sustainable

Jill E. Fisch

Georgetown Law Journal (2019)

Download: SSRN | Penn Copy Citation and Jill E. Fisch. "Making Sustainability Disclosure Sustainable." Georgetown Law Journal 107, (2019): 923. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3233053.

Topics: Process

Keywords: Sustainability; Securities and Exchange Commission; SEC; Sustainability disclosure

Tales from the Dark Side: Money Market Funds and the Shadow Banking Debate

Jill E. Fisch

Research Handbook on the Regulation of Mutual Funds (2018)

Download: Publisher Copy Citation and Jill E. Fisch. "Tales from the Dark Side: Money Market Funds and the Shadow Banking Debate." In Research Handbook on the Regulation of Mutual Funds, edited by William A. Birdthistle, John Morley, 228. Cheltenham: Edward Elgar, 2018.

Topics: Economics

Keywords: Money market funds; Shadow banking; SEC

Whistleblowers and Financial Innovation

Christina Parajon Skinner

North Carolina Law Review (2016)

Download: SSRN | Publisher Copy Citation and Christina Parajon Skinner. "Whistleblowers and Financial Innovation." North Carolina Law Review 94, 3 (2016): 861. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2570667.

Topics: Law; Economics; Business

Keywords: Whistleblowers; SEC; Financial misconduct; Financial regulation

Moral Principle in the Law of Insider Trading

Alan Strudler Eric W. Orts

Texas Law Review (1999)

Download: Copy Citation Alan Strudler and Eric W. Orts. "Moral Principle in the Law of Insider Trading." Texas Law Review 78, 2 (1999): 375. .

Topics: Law; Business; Economics

Keywords: Insider trading; Ethics; SEC; Fraud

Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets

Charles W. Mooney

Law and Contemporary Problems (1992)

Download: Penn Copy Citation and Charles W. Mooney. "Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets." Law and Contemporary Problems 55, 3 (1992): 131. .

Topics: Law; Business; Economics; Technology

Keywords: Information technology; Financial markets; Commercial Law; Securities markets; UCC; SEC

Displaying all 7 publications

The Regulatory Review

Search essays from The Regulatory Review, PPR’s online journal for regulatory news, analysis, and opinion.