Harvard Business Law Review (2021)
Topics: Economics; Law; Business
Keywords: Civil procedure; Evidence; Financial economics; Fraud; Securities and Exchange Commission; SEC
University of Pennsylvania Journal of Business Law (2020)
Topics: Economics; Business; Technology
Keywords: Intermediated securities; Securities settlement; Intermediary risk; Disintermediation; Customer protection; Securities regulation; SEC
Georgetown Law Journal (2019)
Topics: Process
Keywords: Sustainability; Securities and Exchange Commission; SEC; Sustainability disclosure
Research Handbook on the Regulation of Mutual Funds (2018)
Topics: Economics
Keywords: Money market funds; Shadow banking; SEC
North Carolina Law Review (2016)
Topics: Law; Economics; Business
Keywords: Whistleblowers; SEC; Financial misconduct; Financial regulation
Texas Law Review (1999)
Topics: Law; Business; Economics
Keywords: Insider trading; Ethics; SEC; Fraud
Law and Contemporary Problems (1992)
Topics: Law; Business; Economics; Technology
Keywords: Information technology; Financial markets; Commercial Law; Securities markets; UCC; SEC
Search essays from The Regulatory Review, PPR’s online journal for regulatory news, analysis, and opinion.