PPR Faculty Research

Search results for: <span class="translation_missing" title="translation missing: en.ransack.attributes.publication.keywords_name_eq">Keywords Name Eq</span>: Intermediated securities
Displaying all 2 publications
Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures

Charles W. Mooney

University of Pennsylvania Journal of Business Law (2020)

Download: SSRN | Penn
Copy Citation: | and Charles W. Mooney. "Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures." University of Pennsylvania Journal of Business Law 22, 2 (2020): 386. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3444269. Charles W. Mooney, Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures, 22 University of Pennsylvania Journal of Business Law 386 (2020).

Topics: Economics; Business; Technology

Keywords: Intermediated securities; Securities settlement; Intermediary risk; Disintermediation; Customer protection; Securities regulation; SEC

Security Interests in Book-Entry Securities in Japan: Should Japanese Law Embrace Perfection by Control Agreement and Security Interests in Securities Accounts?

Kumiko Koens Charles W. Mooney

University of Pennsylvania Journal of International Law (2017)

Download: SSRN | Penn
Copy Citation: | Kumiko Koens and Charles W. Mooney. "Security Interests in Book-Entry Securities in Japan: Should Japanese Law Embrace Perfection by Control Agreement and Security Interests in Securities Accounts?." University of Pennsylvania Journal of International Law 38, 3 (2017): 761. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2748023. Kumiko Koens, and Charles W. Mooney, Security Interests in Book-Entry Securities in Japan: Should Japanese Law Embrace Perfection by Control Agreement and Security Interests in Securities Accounts?, 38 University of Pennsylvania Journal of International Law 761 (2017).

Topics: International; Law; Economics

Keywords: Intermediated securities; Uniform Commercial Code; UCC; Geneva Securities Convention

Displaying all 2 publications

The Regulatory Review

Search essays from The Regulatory Review, PPR’s online journal for regulatory news, analysis, and opinion.