PPR Faculty Research

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Displaying all 7 publications
Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures

Charles W. Mooney

University of Pennsylvania Journal of Business Law (2020)

Download: SSRN | Penn
Copy Citation: | and Charles W. Mooney. "Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures." University of Pennsylvania Journal of Business Law 22, 2 (2020): 386. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3444269. Charles W. Mooney, Beyond Intermediation: A New (FinTech) Model for Securities Holding Infrastructures, 22 University of Pennsylvania Journal of Business Law 386 (2020).

Topics: Economics; Business; Technology

Keywords: Intermediated securities; Securities settlement; Intermediary risk; Disintermediation; Customer protection; Securities regulation; SEC

Making Sustainability Disclosure Sustainable

Jill E. Fisch

Georgetown Law Journal (2019)

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Copy Citation: | and Jill E. Fisch. "Making Sustainability Disclosure Sustainable." Georgetown Law Journal 107, (2019): 923. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3233053. Jill E. Fisch, Making Sustainability Disclosure Sustainable, 107 Georgetown Law Journal 923 (2019).

Topics: Process

Keywords: Sustainability; Securities and Exchange Commission; SEC; Sustainability disclosure

Moral Principle in the Law of Insider Trading

Alan Strudler Eric W. Orts

Texas Law Review (1999)

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Copy Citation: | Alan Strudler and Eric W. Orts. "Moral Principle in the Law of Insider Trading." Texas Law Review 78, 2 (1999): 375. . Alan Strudler, and Eric W. Orts, Moral Principle in the Law of Insider Trading, 78 Texas Law Review 375 (1999).

Topics: Law; Business; Economics

Keywords: Insider trading; Ethics; SEC; Fraud

Power and Statistical Significance in Securities Fraud Litigation

Jill E. Fisch Jonah B. Gelbach

Harvard Business Law Review (2021)

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Copy Citation: | Jill E. Fisch and Jonah B. Gelbach. "Power and Statistical Significance in Securities Fraud Litigation." Harvard Business Law Review 11, (2021): 55. https://ssrn.com/abstract=3575723. Jill E. Fisch, and Jonah B. Gelbach, Power and Statistical Significance in Securities Fraud Litigation, 11 Harvard Business Law Review 55 (2021).

Topics: Economics; Law; Business

Keywords: Civil procedure; Evidence; Financial economics; Fraud; Securities and Exchange Commission; SEC

Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets

Charles W. Mooney

Law and Contemporary Problems (1992)

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Copy Citation: | and Charles W. Mooney. "Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets." Law and Contemporary Problems 55, 3 (1992): 131. . Charles W. Mooney, Property, Credit, and Regulation Meet Information Technology: Clearance and Settlement in the Securities Markets, 55 Law and Contemporary Problems 131 (1992).

Topics: Law; Business; Economics; Technology

Keywords: Information technology; Financial markets; Commercial Law; Securities markets; UCC; SEC

Tales from the Dark Side: Money Market Funds and the Shadow Banking Debate

Jill E. Fisch

Research Handbook on the Regulation of Mutual Funds (2018)

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Copy Citation: | and Jill E. Fisch. "Tales from the Dark Side: Money Market Funds and the Shadow Banking Debate." In Research Handbook on the Regulation of Mutual Funds, edited by William A. Birdthistle, John Morley, 228. Cheltenham: Edward Elgar, 2018. Jill E. Fisch, Tales from the Dark Side: Money Market Funds and the Shadow Banking Debate, in Research Handbook on the Regulation of Mutual Funds, 228 (William A. Birdthistle, John Morley eds., 2018).

Topics: Economics

Keywords: Money market funds; Shadow banking; SEC

Whistleblowers and Financial Innovation

Christina Parajon Skinner

North Carolina Law Review (2016)

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Copy Citation: | and Christina Parajon Skinner. "Whistleblowers and Financial Innovation." North Carolina Law Review 94, 3 (2016): 861. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2570667. Christina Parajon Skinner, Whistleblowers and Financial Innovation, 94 North Carolina Law Review 861 (2016).

Topics: Law; Economics; Business

Keywords: Whistleblowers; SEC; Financial misconduct; Financial regulation

Displaying all 7 publications

The Regulatory Review

Search essays from The Regulatory Review, PPR’s online journal for regulatory news, analysis, and opinion.